Download our Moonstone Compliance and Risk Management Services Brochure
Our Compliance
& Risk Management
Services
We are the largest independent provider of compliance and regulatory risk management services to financial services businesses in South Africa.
With over 45 experienced Compliance Officers country wide, we can provide our services at your office wherever you are located, irrespective of whether you are a small business or a national organisation with numerous branches.
How Will Your Company
Benefit from Our Services?
Experienced compliance
specialists
FICA training &
assessment
Access to
help desk
Industry &
legislation updates
Licensing and
Registration
Workshops &
seminars
Your Regulatory Specialists
We specialise in regulatory compliance and licensing solutions for the financial services and credit industry.
What we can help you with
Formal compliance monitoring
Regular reporting
Trends and management information
Compliance consultation
Development of bespoke risk management plans
Comprehensive information notifications
Workshops and Seminars
Our Services Include
Regulatory
Guidance
Safeguarding your organisation and improving stakeholder relations by providing professional guidance and expert advice on the navigation of the ever-changing regulatory landscape.
Compliance
Monitoring
Continuous process of gathering information to identify risk and measuring adherence to best practice benchmarks. Thus, proactively preventing contraventions.
Analytical
Reporting
Providing a detailed representation and description of compliance activities within your organisation – through regular updates, feedback reports and completion of statutory returns.
Keeping You
Informed
Keeping you up to date on industry, compliance and legislative developments as well as market commentary through our weekly newsletters, events and various other communication initiatives.
Enquire About our Services
Ensure the management of your compliance risks.
Determine your licensing and registration needs.
Latest News
January 30, 2017
It is safe to assume that many of us stepped into what can only be described as a veritable flood of new legislative updates and proposed amendments...
October 13, 2016
By now you should have received invoices for the FSB levy and one for the FAIS Ombud.
October 06, 2016
A recent Appeal Board decision contained a number of interesting comments regarding ...
September 26, 2016
The Appeal Board recently ruled on a determination by the FAIS Ombud on a ...