We Are the Largest Independent Provider
of Compliance Services in South Africa

View our Services

Download our Moonstone Compliance and Risk Management Services Brochure

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Our Compliance
& Risk Management
Services

We are the largest independent provider of compliance and regulatory risk management services to financial services businesses in South Africa.

With over 45 experienced Compliance Officers country wide, we can provide our services at your office wherever you are located, irrespective of whether you are a small business or a national organisation with numerous branches.

How Will Your Company
Benefit from Our Services?

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Experienced compliance
specialists

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FICA training &
assessment

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Access to
help desk

benefit-four

Industry &
legislation updates

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FSB Licensing &
profile changes

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Workshops &
seminars

Your Financial Services Regulatory Specialists

We specialise in financial services regulatory compliance and licensing solutions for all categories of financial services providers and other businesses in the financial services industry.

What we can help you with

Formal compliance monitoring

Regular reporting

Trends and management information

Compliance consultation

Development of bespoke risk management plans

Comprehensive information notifications

Workshops and Seminars

Our Services Include

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Regulatory
Guidance

Safeguarding your organisation and improving stakeholder relations by providing professional guidance and expert advice on the navigation of the ever-changing regulatory landscape.

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Compliance
Monitoring

Continuous process of gathering information to identify risk and measuring adherence to best practice benchmarks. Thus, proactively preventing contraventions.

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Analytical
Reporting

Providing a detailed representation and description of compliance activities within your organisation – through regular updates, feedback reports and completion of statutory returns.

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Keeping You
Informed

Keeping you up to date on industry, compliance and legislative developments as well as market commentary through our weekly newsletters, events and various other communication initiatives.

Latest News

January 30, 2017

It is safe to assume that many of us stepped into what can only be described as a veritable flood of new legislative updates and proposed amendments...

October 13, 2016

By now you should have received invoices for the FSB levy and one for the FAIS Ombud.

October 06, 2016

A recent Appeal Board decision contained a number of interesting comments regarding ...

September 26, 2016

The Appeal Board recently ruled on a determination by the FAIS Ombud on a ...