Watch Moonstone Update for an overview of some of the stories covered in the past week’s Investment Indicators and Moonstone Monitor. Episode 44 for 2023: YEAR-END SPECIAL Mark Bechard talks to Billy Seyffert, Moonstone Compliance’s chief operating officer, about some of the important compliance-related issues that arose in 2023 and what businesses should be doing to stay on the right side of the regulators. The following topics are discussed in this 10-minute video: • Registration with the Financial Intelligence Centre and FICA compliance. • FSPs that applied to add crypto to their existing licences and previously unlicensed entities that have applied to become crypto FSPs. • Cybersecurity in the wake for four High Court judgments that found entities liable for client losses arising from business email compromise. • The FSCA is concerned about FSPs that fail to debar representatives.
