About Us
Our team of specialists assist over 1 500 financial
services providers nationwide, which represent
more than 12 000 advisors.
Moonstone Overview
Moonstone Compliance and Risk Management’s respected standing may be attributed to its unique composition of experienced compliance officers and support staff with diverse legal and financial advisory backgrounds. This knowledge asset, coupled with the company’s innovative approach to integrating the latest compliance practices into its services, will continue to see compliant and satisfied clients.
Our History
Moonstone Compliance (Pty) Ltd, a subsidiary of Moonstone Information Refinery (Pty) Ltd, was started by industry pioneers Hjalmar Bekker and Jansie Moolman in 2002.
Since the company’s inception, we have set a very high standard for the delivery of compliance and licensing services to the financial services industry. The company has positioned itself as an industry leader, well-known for delivering professional compliance, regulatory risk management and licensing solutions to its clients.
What is Compliance?
Compliance is the act of adhering to, and the ability to demonstrate adherence to, requirements defined by laws and regulations as well as voluntary requirements resulting from contractual obligations and internal policies. The establishment of a compliance function denotes an independent function that identifies, assesses, advises on, monitors and reports on the compliance risk in an organisation.
Why Do You Need a Compliance Officer?
- Independent compliance monitoring and reporting.
- Supporting your business through clarifying complex legislation.
- To manage and oversee risks pertinent to your business.
- To liaise with the Regulator on your behalf.
